Stacey Lech

Stacey Lech serves as the Operations Manager of Assured Concepts Group and Chief Compliance Officer at Assured Advisory Group, where she plays a dual role in ensuring operational excellence and maintaining a robust compliance framework across all advisory functions. With over 25 years of experience in the financial services industry, Stacey brings a unique blend of strategic insight, regulatory knowledge, and operational leadership to the firm.

As Operations Manager, Stacey oversees day-to-day business functions, technology systems, and workflow optimization to ensure efficient service delivery and client satisfaction. Her efforts contribute to scalable operations that align with the firm’s growth and client-centric mission.

In her capacity as Chief Compliance Officer, Stacey is responsible for designing, implementing, and monitoring the firm’s compliance policies and procedures in accordance with SEC/FINRA regulations (or applicable regulatory bodies). She leads internal audits, manages regulatory filings, conducts staff training, and maintains the firm’s ethical and fiduciary standards.

Her commitment to operational excellence and regulatory integrity helps position Assured Concepts Group as a trusted partner in financial advisory services.